Court Documents

Below are links to certain Court documents relating to the Action.

Complaint

• Consolidated Amended Class Action Complaint
• Second Consolidated Amended Class Action Complaint

Approval of Settlements, Plan of Notice, and Plan of Distribution

• Order Preliminarily Approving Proposed Settlement with Barclays Plc, Barclays Bank Plc, Barclays Capital Inc., Barclays Capital Securities Limited, Barclays Bank México, S.A., Institución de Banca Múltiple, Grupo Financiero Barclays México, and Grupo Financiero Barclays México, S.A. De C.V., Scheduling Hearing For Final Approval Thereof, And Approving The Proposed Form and Program of Notice To The Class
• Order Preliminarily Approving Proposed Settlement with JPMorgan Chase & Co., JP Morgan Broker- Dealer Holdings Inc., J.P. Morgan Securities LLC, JPMorgan Chase Bank, National Association, Banco J.P. Morgan, S.A. Institución De Banca Múltiple, J.P. Morgan Grupo Financiero, and J.P. Morgan Securities Plc, Scheduling Hearing For Final Approval Thereof, And Approving The Proposed Form and Program of Notice To The Class

Settlement Agreements

• Stipulation and Agreement of Settlement - Barclays
• Stipulation and Agreement of Settlement - JP Morgan

Distribution Plan

• Distribution Plan (Including Multiplier Table)

Motion for Preliminary Approval of Class Action Settlements with Barclays and JP Morgan

• Plaintiffs’ Notice of Motion for Preliminary Approval of Class Action Settlements with Barclays Plc, Barclays Bank Plc, Barclays Capital Inc., Barclays Capital Securities Limited, Barclays Bank México, S.A., Institución De Banca Múltiple, Grupo Financiero Barclays México, and Grupo Financiero Barclays México, S.A. De C.V. and with JPMorgan Chase & Co., J.P. Morgan Broker-Dealer Holdings Inc., JPMorgan Securities Llc, JPMorgan Chase Bank, National Association, Banco J.P. Morgan, S.A. Institución De Banca Múltiple, J.P. Morgan Grupo Financiero, and J.P. Morgan Securities PLC
• Plaintiffs’ Memorandum In Support of Motion for Preliminary Approval of Class Action Settlements with Barclays Plc, Barclays Bank Plc, Barclays Capital Inc., Barclays Capital Securities Limited, Barclays Bank México, S.A., Institución De Banca Múltiple, Grupo Financiero Barclays México, and Grupo Financiero Barclays México, S.A. De C.V. and with JPMorgan Chase & Co., J.P. Morgan Broker-Dealer Holdings Inc., JPMorgan Securities Llc, JPMorgan Chase Bank, National Association, Banco J.P. Morgan, S.A. Institución De Banca Múltiple, J.P. Morgan Grupo Financiero, and J.P. Morgan Securities PLC
• Letter Requesting that the Court Adjourn the Upcoming Fairness Hearing
• [Proposed] Order Adjourning Fairness Hearing
• Order Adjourning Fairness Hearing

Motion for Final Approval of Settlements

• Final Judgement And Order Of Dismissal Of Barclay
• Final Judgement And Order Of Dismissal Of JPMorgan Chase & Co
• Final Approval Order Of Settlement With Barclays
• Final Approval Order Of Settlement With JPMorgan Chase & Co
• Order Awarding Attorneys' Fees
• Order Awarding Reimbursement Of Litigation Expenses
• PLaintiffs’ Notice Of Motion for Final Approval Of Class Action Settlements with Barclays Plc, Barclays Bank Plc, Barclays Capital Inc., Barclays Capital Securities Limited, Barclays Bank México, S.A., Institución De Banca Múltiple, Grupo Financiero Barclays México, and Grupo Financiero Barclays México, S.A. De C.V. and with JPMorgan Chase & Co., J.P. Morgan Broker-Dealer Holdings Inc., J.P. Morgan Securities Llc, JPMorgan Chase Bank, National Association, Banco J.P. Morgan, S.A. Institución De Banca Múltiple, J.P. Morgan Grupo Financiero, and J.P. Morgan Securities Plc
• Lead Counsel's Notice of Motion for an Award of Attorneys' Fees and Payments of Expenses
• Memorandum of Law in Support of Plaintiffs’ Motion for Final Approval of Class Action Settlements with Barclays Plc, Barclays Bank Plc, Barclays Capital Inc., Barclays Capital Securities Limited, Barclays Bank México, S.A., Institución De Banca Múltiple, Grupo Financiero Barclays México, and Grupo Financiero Barclays México, S.A. De C.V. and with JPMorgan Chase & Co., J.P. Morgan Broker-Dealer Holdings Inc., J.P. Morgan Securities Llc, Jpmorgan Chase Bank, National Association, Banco J.P. Morgan, S.A. Institución De Banca Múltiple, J.P. Morgan Grupo Financiero, and J.P. Morgan Securities Plc
• Memorandum of Law In Support of Plaintiffs’ Lead Counsel's Motion for an Award of Attorneys' Fees and Payment of Expenses
• Declaration of Vinecent Briganti in Support of (a) Plaintiffs' Motion for Final Approval of Class Action Settlements; and (b) Plaintiffs' Lead Counsel's Motion for an Award of Attorneys' Fees and Payment of Expenses
• Declaration of Steven Straub on Behalf of A.B. Data, Ltd, Regarding Notice and Claims Administration for Class Action Settlements with Barclays Capital Inc. and JPMorgan
• Declaration of Steven Straub on Behalf of A.B. Data, Ltd, Regarding Notice and Claims Administration for Class Action Settlements with Barclays Capital Inc. and JPMorgan- Exhibits
• Declaration of Jason Rabe Regarding Mailing of Class Notice and Proof of Claim and Release Form to Potential Claimants Identified in Foreign Counterparty Information
• Declaration of Vincent Briganti on Behalf of Lowey Dannenberg, P.C. in Support of Plaintiffs' Lead Counsel's Motion for an Award of Attorneys" Fees and Payments of Expenses
• Declaration of Todd A. Seaver on Behalf of Berman Tabacco in Support of Plaintiffs' Lead Counsel's Motion for Award of Attorneys' Fees and Payment of Expenses
• Declaration of Daryl F. Scott on Behalf of Scott+Scott Attorneys at Law LLP in Support of Plaintiffs; Lead Counsel's Motion for Award of Attorneys' Fees and Payment of Expenses
• Declaration of Thomas H. Burt on Behalf of Wolf Haldenstein Alder Freeman & Herz LLP in Support of Plaintiffs' Lead Counsel's Motion for Award of Attorneys' Fees and Payment of Expenses
• Declaration of Scott Martin on Behalf of Hausfeld LLP in Support of Plaintiffs' Lead Counsel's Motion for Award of Attorneys' Fees and Payment of Expenses
• Declaration of Lesley E. Weaver on Behalf of Beleichmar Fonti & Auld LLP in Support of Plaintiffs' Lead Counsel's Motion for Award of Attorneys' Fees and Payment of Expenses
• Declaration of Regina Calcaterra on Behalf of Calcaterra Pollack LLP in Support of Plaintiffs' Lead Counsel's Motion for Award of Attorneys' Fees and Payment of Expenses
• Declaration of John D. Radice on Behalf of The Radice Law Firm in Support of Plaintiffs' Lead Counsel's Motion for Award of Attorneys' Fees and Payment of Expenses
• Declaration of Jeffrey B. Gittleman on Behalf of Barrack, Rodos & Bacine in Support of Plaintiffs' Lead Counsel's Motion for Award of Attorneys' Fees and Payment of Expenses
• [Proposed] Final Approval Order of Settlement with Barclays Plc, Barclays Bank Plc, Barclays Capital Inc., Barclays Capital Securities Limited, Barclays Bank México, S.A., Institución De Banca Múltiple, Grupo Financiero Barclays México, and Grupo Financiero Barclays México, S.A. De C.V.
• [Proposed] Final Approval Order of Settlement with JPMorgan Chase & Co., Jp Morgan Broker-Dealer Holdings Inc., J.P. Morgan Securities Llc, Jpmorgan Chase Bank, National Association, Banco J.P. Morgan, S.A. Institución De Banca Múltiple, J.P. Morgan Grupo Financiero, and J.P. Morgan Securities Plc
• [Proposed] Final Judgment and Order of Dismissal with Prejudice of Barclays Plc, Barclays Bank Plc, Barclays Capital Inc., Barclays Capital Securities Limited, Barclays Bank México, S.A., Institución De Banca Múltiple, Grupo Financiero Barclays México, and Grupo Financiero Barclays México, S.A. De C.V.
• [Proposed] Final Judgment and Order of Dismissal With Prejudice of JPMorgan Chase & Co., JP Morgan Broker-Dealer Holdings Inc., J.P. Morgan Securities Llc, JPMorgan Chase Bank, National Association, Banco J.P. Morgan, S.A. Institución De Banca Múltiple, J.P. Morgan Grupo Financiero, and J.P. Morgan Securities Plc
• [Proposed] Order Awarding Attorneys' Fees
• [Proposed] Order Awarding Reimbursement of Litigation Expenses
• Letter Regarding Opt-Out Filings
• Declaration of Steven Straub on behalf of A.B. Data, Ltd. Regarding Requests for Exclusions
• Declaration of Jason Rabe Regarding Mailing of Class Notice and Proof of Claim and Release Form to Potential Claimants Identified in Foreign Counterparty Information